Broker Check

Keys to a Successful Relationship

What you can expect

You can trust that we will consistently and responsibly perform all requested services and that we will be available when you need us.

We will:

  • Treat you with respect, honesty and dignity.
  • Act as your advisor, putting your interests first.
  • Strive to acquire a complete and accurate understanding of your goals, your tolerance for investment risks and the long-term success of your overall financial strategy.
  • Explain the objectives of the strategies we propose.
  • Update you by email, phone and mail as needed.
  • Meet with you regularly to review changing needs and goals and adjust our strategy accordingly
  • Maintain a healthy personal and working relationship

What we expect from you

Effective communication and mutual respect are essential to a successful, life-long relationship.

Our expectations:

  • Commitment to the process
  • Complete the required actions as communicated in a timely manner to ensure efficiency
  • Honesty and open communication to ensure a shared understanding of your objectives
  • Complete disclosure of current financial situation and any changes that may affect planning objectives
  • After you experience our process and value, we ask that you share us with people you care about most, so that you can help others explore the path to financial success.

Mutual responsibilities

Working together is essential to effective financial planning. To this end, we both need to make your financial strategies a priority. We will agree to keep each other informed of any new developments that might affect these strategies. Also, we will agree to take the time to regularly review your strategy to effectively manage evolving goals. We will both be honest and forthcoming about your financial situation. We will work to develop mutual trust, respect, and understanding.